JD Supra

SEC Investment Management Director Questions ‘Vote-All’ Proxy Practices and Adviser Reliance on Proxy Advisors

Rule 206(4)-6 under the Investment Advisers Act requires a registered investment adviser with proxy voting authority to adopt policies and procedures reasonably designed to ensure that proxies are ...
JD Supra

Revisiting RIA Proxy Voting Responsibilities

The Director of the Securities Exchange Commission (“SEC”) Division of Investment Management (the “Director”) gave remarks this month regarding registered investment advisers (“RIAs”) and their proxy ...
Morningstar

Proxy-Voting Trends in 2025: Widening Gaps in Asset Manager Voting Preferences

Proxy-voting certainly took the spotlight in 2025. We saw the SEC narrow the scope of permissible shareholder proposals toward the beginning of the year. And toward the end, a White House executive ...
Seeking Alpha

Last Chance for LabGold Shareholders to Make Their Vote Count Only on the Blue Proxy and Protect Their Investment From a Self-Serving Dissident

Crescat, a top shareholder holding approximately 8.9% of LabGold’s issued and outstanding shares, has indicated their intention to support LabGold’s BLUE Proxy and voting recommendations based on ...